The Securities and Exchange Commission's Examination Division will take a closer look at municipal advisors, specifically non-solicitor municipal advisors in FY 2025, and will begin enforcing the move ...
WASHINGTON – The Securities and Exchange Commission on Wednesday unanimously approved a rule change to shorten the standard settlement cycle for most broker-dealer securities transactions, including ...
The time it takes to settle equity and fixed income trades just got shorter. The Securities and Exchange Commission (SEC) approved by unanimous vote to shorten the time it takes to process a trade ...
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