Nov 18, 2025 · Discover the pros and cons of working for independent broker-dealers versus wirehouses, including flexibility, product offerings, and potential pay differences.

Nov 20, 2024 · Independent broker-dealers provide a unique option for investors seeking financial advice with flexibility and a diverse range of products. Unlike traditional broker-dealers, they …

Jun 25, 2025 · Tap into our curated directory of both major and small independent broker dealers, empowering advisors to maintain autonomy with institutional-grade support. From launch to …

Jun 28, 2023 · Independent broker-dealers are brokerage firms that operate independently from major banks or financial institutions. They're typically smaller firms that cater to more …

Jul 16, 2024 · Scroll down to see the top 10 independent broker-dealers of 2024 based on metrics such as fees, payout, account assets, and revenue.

Apr 1, 2025 · Your de facto arrangement has become official. To view FA's 2025 Independent Broker-Dealer Ranking & Review, click here.

While captive broker-dealers typically pay representatives in the 40%-60% range, typical payout tiers for independent broker-dealers may advertise as high as 90% or more.

BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints.

Dec 6, 2025 · Independent broker-dealers were created to accommodate financial advisors who carry securities licenses and need back-office support for services such as compliance and …

Aug 26, 2025 · Independent broker-dealers function as full-service brokerage firms but remain free from the constraints and demands of a large Wall Street company. RIAs are independent …